Full-Time
Dublin
Posted 4 weeks ago

Company Overview:

 

Our client is a market leading Management Company based in Dublin.

 

The Role:

 

Acting as a Designated Person for PCF-39 for Regulatory Compliance you will be based in Dublin but also have responsibility our clients international group entities.

Key Duties:

  • Ensuring all regulatory and legal filings are made on time including to the Central Bank of
  • Ireland and other competent authorities
  • Maintaining adequate policies & procedures to ensure compliance with the firm’s legal &
  • regulatory obligations
  • Providing monthly written compliance reports to the firm’s Risk Committee
  • Providing quarterly written compliance reports to the Board of Directors
  • Guiding and educating the firm’s management and staff on compliance matters and updating
  • knowledge on recent regulatory changes
  • Maintaining an effective compliance framework such that the firm can operate in a compliant
  • Regularly performing a compliance risk assessment and Maintaining a monitoring programme
  • Addressing communication and guidance from the CBI in respect of compliance and regulatory
  • matters
  • Conducting and overseeing internal reviews or audits
  • Conducting or directing the internal investigation of compliance issues
  • Maintenance of internal checklists and templates

Job Requirements:

  • 5 – 10 years regulatory/ compliance experience within fund services or investment management industry
  • Degree Qualified
  • Professional Qualification or the LCOI designation desirable
  • Excellent presentation and communication skills
  • Specific experience of UCITS and AIFM Regulations
  • Must meet minimum requirements of Central Bank of Ireland fitness and probity rules in respect of a PCF holder

How to Apply:

For further information on this job opportunity please apply via this link with your updated CV to Mark Stephens at Camden Recruitment.

 

Job Features

Job CategoryRisk & Compliance
Job TypeFull Time

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