Senior Compliance Manager – PCF 39

Company Overview:

Our client is a market leading Management Company based in Dublin.

The Role:

Acting as a Designated Person for PCF-39 for Regulatory Compliance you will be based in Dublin but also have responsibility our clients international group entities.

Key Duties:

• Ensuring all regulatory and legal filings are made on time including to the Central Bank of
• Ireland and other competent authorities
• Maintaining adequate policies & procedures to ensure compliance with the firm’s legal &
• regulatory obligations
• Providing monthly written compliance reports to the firm’s Risk Committee
• Providing quarterly written compliance reports to the Board of Directors
• Guiding and educating the firm’s management and staff on compliance matters and updating
• knowledge on recent regulatory changes
• Maintaining an effective compliance framework such that the firm can operate in a compliant
• Regularly performing a compliance risk assessment and Maintaining a monitoring programme
• Addressing communication and guidance from the CBI in respect of compliance and regulatory
• matters
• Conducting and overseeing internal reviews or audits
• Conducting or directing the internal investigation of compliance issues
• Maintenance of internal checklists and templates

Job Requirements:

• 5 – 10 years regulatory/ compliance experience within fund services or investment management industry
• Degree Qualified
• Professional Qualification or the LCOI designation desirable
• Excellent presentation and communication skills
• Specific experience of UCITS and AIFM Regulations
• Must meet minimum requirements of Central Bank of Ireland fitness and probity rules in respect of a PCF holder

How to Apply:

For further information on this job opportunity please apply via this link with your updated CV to Mark Stephens at Camden Recruitment.