Posted 1 month ago

The Role:

As a Business Line Quality Assurance Supervisor you will be responsible for partnering with  assigned Line of Business, other Risk/Compliance/Audit (RCA) professionals, and RCA Managers , depending on their function to, , implement, maintain, review or oversee an effective Business Line Quality Assurance Program  for both PFS and Luxembourg Branch. Participates in projects and/or activities that ensure compliance with applicable local laws and regulations. Identifies gaps and inform solutions that minimize losses resulting from inadequate internal processes, systems or human errors. Identifies, responds and/or escalates risks as appropriate. Serves as a functional liaison between the Line of Business and the Lines of Defense. 


  • Responsible for the execution of Risk & Control Self Assessment (RCSA), Enterprise Compliance Risk Assessment (ECRA) and Business Line Quality Assurance (BLQA) testing activities within the WMIS CRO, first line organization.
  • Review and assess adequacy of controls, perform design effectiveness and operating effectiveness testing and report control gaps
  • Conduct test preparation, test execution and identification of RCSA/ECRA BLQA control and process weaknesses through testing activities.
  • Assess the impact of control weakness and propose changes to business line procedures or controls to improve any compliance gaps.
  • Maintain testing documentation and updates in ARCHER

Basic Qualifications:

  • Bachelor’s degree, or equivalent work experience 
  • 2-3 years  of applicable experience in control testing

Preferred Skills/Experience:

  • Excellent written and face-to-face communication skills
  • Knowledge of applicable laws, regulations, and regulatory trends
  • Manage conflicting demands and priorities through business line engagement, effective planning and sound judgement
  • Personal and Interpersonal skills
  •  Advanced understanding of risks/controls 
  • Thorough knowledge of Risk/Compliance/Audit competencies 
  • Strong analytical, process facilitation and project management skills 
  • Effective presentation, interpersonal, written and verbal communication skills 
  •  Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations

Job Features

Job CategoryRisk & Compliance
Job IDRC2362

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